Job Description

Job description

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (COVID-19), we\xe2\x80\x99re leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

Some careers open more doors than others.

If you\xe2\x80\x99re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Description \xe2\x80\x93 Supervisory Analyst (GCB4)

Review and approve research documents written by GBM analysts from a regulatory perspective to allow distribution in the US. All Research (including securities/stock-specific research produced by strategists and any other member of Global Research) must be approved by a registered Supervisory Analyst (SA) before it can be distributed into the US. Currency, economics and most deal-related research are not subject to this rule but are reviewed by an SA for reputational risks, quality control and commerciality in accordance with HSBC policies.

The successful candidate will be able to communicate effectively with Global Research management, product management, analysts, research compliance, other SAs and production staff, and will need to develop proficiency in various tech tools used by Global Research, including our proprietary publishing system.

Key Accountabilities

• Dependable and will do the right thing.
• Open to different ideas and cultures.
• Connected to customers, communities, regulators and each other.

Management of Risk

• Responsible for the ongoing assessment of operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructuring and the impact of new technology.
• Demonstrates compliance with HSBC standards, manuals and policies, and adheres to the defined work practices, internal controls and risk management standards associated with the role.

Observation of Internal Controls

• Maintains HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators.
• Understands, follows and demonstrates compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business activities associated with the role, specifically global research\xe2\x80\x99s internal controls and compliance policies and manuals

Requirements

Skills/Experience Required

Qualifications

• BA/BSc degree required
• Active Series 16 license required; Series 3 or 4 license a plus
• 3-5 years of experience as a Supervisory Analyst
• Proactive and able to work both autonomously and collaboratively; able to multi-task and work efficiently against tight deadlines in a globally joined up environment
• Ability to communicate clearly and effectively, both verbally and in writing
• Prior exposure to financial statement analysis, good quantitative skills and excellent writing skills

EEO/AA/Minorities/Women/Disability/Veterans

Useful Link

Link to Careers Site: Click

You\xe2\x80\x99ll achieve more when you join HSBC.

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Issued by HSBC Securities & Capital Markets Private Limited

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