Job Description

Job Responsibilities -\xc2\xb7 Review of various process / of account opening / instruction handled through digital platform / physical account opening/processes\xc2\xb7 Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC / AML etc.\xc2\xb7 Close looping and monitoring of quality of exceptions raised by audit team\xc2\xb7 Managing and guiding team on the latest regulatory/statutory guidelines\xc2\xb7 Timely submission of daily / weekly / fortnightly / monthly audit reports\xc2\xb7 Close looping and monitoring of system level gaps / process level gaps identified during process reviews/walkthroughs etc\xc2\xb7 Review of all exception reports to be released to various business units.\xc2\xb7 Timely, accurate and effective documentation of the exceptions observed during the course of audit.\xc2\xb7 Discussion of Audit observations with the Auditee, arriving at corrective action and timely submission of reportCandidate\'s Profile -\xc2\xb7 Candidate should preferably be Commerce Graduate / MBA / CA / CA Intermediate.\xc2\xb7 Candidates preferably be having overall Audit experience of 5+ years (experience in relevant areas of audit will be given priority)\xc2\xb7 Capable of identifying the risk and evaluating the effectiveness of the internal control put in place.\xc2\xb7 Keen attention to detail, eye for observation\xc2\xb7 Strong financial data and Statistical analysis, data validation and problem-solving abilities.\xc2\xb7 Advanced knowledge with Microsoft Office Suite (Word, Excel, Power Point).\xc2\xb7 Ability to stay abreast with technological changes in the digital world, regulatory guidelines etc.\xc2\xb7 Good written and oral communication skills.\xc2\xb7 Capable of documenting the Audit observations effectively, communicating with the Auditee in order to bring about corrective action.\xc2\xb7 Self-motivated and inquisitive to learn new areas.\xc2\xb7 Team player, Capability to multi-task & adaptability.

RiverForest Connections