Job Description

Job Title : SOX Analyst Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group. Risk and Control Objective Take ownership for managing risk and strengthening controls in relation to the work you do Working Flexibly We\'re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers\' and clients\' needs. Whether you have family commitments or you\'re a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life. If you would like some flexibility, then please discuss this with the hiring manager, and your request will be reviewed subject to business needs. Hybrid Working Structured hybrid role: At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, \'anchor\', days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business. Introduction: . Provide assurance to Technology Leadership regarding the design and operating effectiveness of the Technology control environment in mitigating relevant risks through a defined and agreed programme of testing activity for Barclays. . Review activities to remediate control gaps and assess whether the risk has been fully mitigated and whether the implemented controls are sustainable for Barclays. . Identify, evaluate, report and escalate risks in line with Barclays risk and control frameworks, utilising relevant tools and analytical techniques. . Provide guidance to ensure compliance with Barclays Group and Technology Policies, Standards, frameworks and procedures across Business Units, Functions and Shared Services. . Report the results of testing activities to Senior Stakeholders across Business Units, Functions and Shared Services. . Influence and support the implementation of the Technology CCO strategy. . Meet the needs of key internal and external risk processes, reporting schedules, stakeholders and regulatory authorities in delivering assurance activities. What will you be doing . Carry out annual controls testing for General Computer Controls (GCC) and Automated Business Controls (ABC) with the deep understanding of assessment frameworks and the applications . Ensure quality and accuracy of control testing by performing internal quality assurance (QA) verification as per Barclays Control Framework . Liaise with stakeholders across the three Lines of Defence to ensure efforts are aligned and complementary . Review activities undertaken by management to remediate control gaps and provide an opinion as to whether the risk has been fully mitigated and whether the implemented controls are sustainable. . Identify and leverage appropriate data sources and data analytical techniques to deliver targeted testing . Extend the support towards implementation of the Technology CCO strategy to drive global consistency and improvements in risk awareness and risk management capability by developing a close and trusted relationship with key stakeholders, wherever required. . Maintain an independent perspective, challenging as required and setting out quantified control options and risk decision recommendations. What we\'re looking for: . 4-8 years of testing experience of IT Application Controls (ITAC) / IT General Controls (ITGC) . Has in-depth knowledge of the project lifecycle process . Responsible for the preparation of project documentation throughout the project lifecycle, which also includes the business case . Ability to assess and manage scope change controls . Can manage the trade-offs of delivery within time, cost, and quality constraints . Proactively identifies risks, issues and dependencies and can perform analysis on value at risk and mitigation options across a project . Hands on experience into IT Audits / IT Assessments and GRC (Governance, Risk & Controls) . Analytical approach and proven ability to manage issues through to resolution . Strong interpersonal skills and ability to communicate effectively across a global team . Ability to successfully multitask and complete assignments with varying lead times . Self-starter & works independently . Understanding of Software development, various testing during software development life cycle Skills that will help you in the role: . Good understanding of programming/ database languages viz. C++, Java, COBOL, SQL . In-depth understanding of key ITAC categories such as Data Interface, Automated Reconciliation, Segregation of Duties (SOD), Information Provided by Entity (IPEs)/Reports, etc. . Good understanding of Internal Controls over Financial Reporting (ICOFR) for SOx . Extensive knowledge of technology risk and control including relevant tools and techniques . Depth of knowledge of key areas in technology risk, including operations, change, security, resilience at both application and infrastructure layers . Extensive knowledge and experience in one or more of the following fields IT audit, Risk and Control, IT security . Relevant professional certification (CISA, CISSP, CRISC, CISM, ISO 27001) or equivalent . Advanced Excel skills This role requires extensive knowledge and working experience in Technology, Information, and Security domain. . Basic understanding of programming/ database languages viz. C++, Java, COBOL, SQL . Knowledge or IT Risks & Controls and respective Standards / Frameworks (e.g. COBIT, ITIL) . Practical experience in managing Technology Risks & Controls in Banking/ NBFC domains . Practical experience in design and development of SharePoint or similar tools Where will you be working Pune Be More at Barclays At Barclays, each day is about being more - as a professional, and as a person. \'Be More @ Barclays\' represents our core promise to all current and future employees. It\'s the characteristic that we want to be associated with as an employer, and at the heart of every employee experience. We empower our colleagues to Be More Globally Connected, working on international projects that improve the way millions of customers handle their finances. Be More Inspired by working alongside the most talented people in the industry, and delivering imaginative new solutions that are redefining the future of finance. Be More Impactful by having the opportunity to work on cutting-edge projects, and Be More Valued for who you are. Interested and want to know more about Barclays Visit home.barclays/who-we-are/ for more details. Purpose, Values and Mindset We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term. Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship. Respect We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone\'s contribution. Integrity We operate with honesty, transparency and fairness in all we do. Service We act with empathy and humility, putting the people and businesses we serve at the centre of what we do. Excellence We champion innovation, and use our energy, expertise and resources to make a positive difference. Stewardship We prize sustainability, and are passionate about leaving things better than we found them. Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do our Mindset is to Empower, Challenge and Drive. Empower Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure. Challenge Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints. Drive Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.

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