Job Description

Senior Associate, Compliance and Control - 85159 (I grade) BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world\'s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the \'bank of banks\' - 97% of the world\'s top banks work with us as we lead and serve our customers into the new era of digital. With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we\'re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about. We\'re seeking a future team member for the role of Senior Associate, Compliance and Control (I grade)to join our Global Representative Office/Central Compliance Testingteam. This role is located in Pune, Maharashtra / Chennai, Tamil Nadu - Hybrid Flex. In this role, you\'ll make an impact in the following ways: Ensure adherence to Laws, Rules and Regulations, Corporate and Business Lines\' Policies and Procedures applicable to BNY Mellon businesses, products and services. The role is primarily to ensure BNY Mellon\'s ongoing compliance with Regulatory and Corporate Compliance policies for Global Representative Offices. Contribute to the timely execution of Global Representative Offices and Centralized Compliance Testing reviews in accordance with Global Compliance Testing Manual / Methodology under the guidance of local CTM/CTOs. Participate and contribute to Compliance, Compliance Testing and business meetings and where applicable, represent Compliance Testing at meetings with the Businesses under review. Act as liaison between Business Compliance Officers, Compliance Testing and BNYM businesses/Rep Offices. Contribute to assigned adhoc Compliance/Compliance Testing related projects. To be successful in this role, we\'re seeking the following: Good communication skills (written and oral) are required with the ability to convey issues succinctly. Understanding of Compliance Testing and Audit like processes for executing reviews and documentation requirements for work performed. Ability to think critically, have a healthy skepticism and work independently e.g., self-starter, while also following instructions from onshore team leader in the execution of Compliance Testing reviews Demonstrate strong analytical skills and problem-solving capabilities Effective time management to meet stringent deadlines, work under pressure with attention to detail and accuracy to achieve quality results Obtain an understanding of BNY Mellon\'s functions, operations, applicable laws and regulations and their regulatory environment that impact the businesses under review Liaise with various businesses based globally and build cooperative relationships with the business and business partners to facilitate the management and resolution of differences Graduate in related field e.g., business, compliance, finance, accounting. Professional qualifications such as CPA, Chartered Accountant, CIA, FINRA Securities Industry Essentials (SIE) Exam, Chartered Institute for Securities & Investment (CISI) IOC exams merit award / IMC / CFA preferred or should be willing to commence study immediately for any of these and pass within one year of joining. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

foundit