Job Description

:Senior Associate of Risk and Compliance (INDUS)Grant Thornton Advisors LLC is seeking a Senior Associate Risk and Compliance to work in the Office of the Chief Risk and Compliance Officer. In this role, the individual will report to the INDUS Lead and will work closely with the Risk and Compliance Manager and Director. They will assist with audit and monitoring key compliance processes, other tasks related to ad hoc projects led by the Compliance team.Responsibilitiesxc2xb7 Audit and Monitor compliance processeso Monitor and audit compliance data and information collected in support of activities and initiatives. (e.g., CPA licensing audit, monthly monitoring processes, perform Sanctions screening, Personal Conflicts of Interest and Disclosure review.o Pro-actively audit processes, practices, and documents to identify weaknesses.o Review compliance activities, monitor compliance mailboxes for activities and provide appropriate responses.o Knowledge of Policies, legal requirements, and controls (e.g., Privacy, Conflicts, Gifts and Entertainment, Sanctions) will be an added advantage.o Knowledge of Lexis Nexis and Compliance Management tools (Navex, One Trust) will be an added advantage.o Identify key risks and proactively raise issues and risks to Senior Leadershipxc2xb7 Managing Policies and procedure documents.o Oversee and conduct the annual review of all Enterprise Policies on the tool, ensuring accuracy and compliance with internal standards.o Collaborate with Sub-function leaders to facilitate timely review and approval of policies.o Manage the internal intranet platform for hosting policies and working closely with Knowledge Management to maintain and update Policies effectively.o Perform comprehensive annual and quarterly audits of internal intranet Policy page to ensure content accuracy and relevance.xc2xb7 Other Projectso Work on Smart sheet to include key tasks for compliance team in the calendar.o Manage the internal SharePoint site for the Compliance Team ensuring documents are aligned as per their relevant categories.o Manage and work on any adhoc project related to compliance.xc2xb7 The ideal candidate is familiar with the professional services sector and related ethics and compliance activities; success driven and a team player.Skills:

• Qualifications

• Bachelors degree in mathematics, engineering, or other quantitative discipline, or equivalent work experience

• Proficient in Microsoft Word and PowerPoint, as well as advanced use of Microsoft Excel including pivot tables, lookups, and other analytics capabilities.

• Excellent communications skills, both verbal and written, with all levels of a professional services organization are required.

• Possess excellent relationship-building skills and drive outcomes through interactions with GT INDUS and GTUS professionals.

• Ability to organize workload effectively and operate within tight timeframes.

• Ability to work collaboratively, building consensus across multiple practices, departments, and offices

• Ability to think critically and exercise good judgement to arrive at data driven recommendations and conclusions

About Company:xe2x80x98Grant Thornton INDUS comprises GT U.S. Shared Services Center India Pvt Ltd and Grant Thornton U.S. Knowledge and Capability Center India Pvt Ltd. Grant Thornton INDUS is the shared services center supporting the operations of Grant Thornton LLP, the U.S. member firm of Grant Thornton International Ltd. Established in 2012, Grant Thornton INDUS employs professionals across a wide range of disciplines including Tax, Audit, Advisory, and other operational functions. What sets us apart isnt just what we do xe2x80x93 its how we do it. We support and enable the firms purpose of making business more personal and building trust into every result. Were collaborators xe2x80x93 obsessed with quality and ready for anything xe2x80x93 who understand the value of strong relationships. Our professionals are well integrated to seamlessly support the U.S. engagement teams, help increase Grant Thorntons access to a wide talent pool, and improve operational efficiencies. Empowered people, bold leadership, and distinctive client service are imbibed in the culture at Grant Thornton INDUS. We are a transparent, competitive, and excellence-driven firm that offers an opportunity to be part of something significant. In addition, professionals at Grant Thornton INDUS serve communities in India through inspirational and generous services to give back to the communities they work in. Grant Thornton INDUS has its offices in two locations in India xe2x80x93 Bengaluru and Kolkata

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