Job Description

Job Title: Securities Oversight - AVP
Location: Chennai
About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.
Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.
Working Flexibly
We're committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers' and clients' needs. Whether you have family commitments or you're a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life.
If you would like some flexibility, then please discuss this with the hiring manager.
Introduction:
An RTB role ensures processing is of the highest standard, whilst meeting agreed SLAs, and being mindful of risk, efficiency, budget and personal conduct.
What will you be doing?
? Closely work with Vendor Settlements on fails and ensure escalations are handled effectively.
? Run regular Business Engagement forums to understand / track the business requirements, identify opportunities, track operational issues and highlight upstream issues causing operational challenges.
? Committed to developing a culture of transparency, integrity and collaboration where all team members are motivated and inspired to deliver the required outcome, taking into account risk and process optimisation factors.
? Track record of successfully delivering an excellent level of service as leader of a small team whilst mindful of cost control agenda.
? Ability to create and support growth of a talented high performing small team.
? Ability to manage a diverse global workforce through rapid change and / in periods of uncertainty
? Ability to drive strategy, execute change and resolve issues.
? Possess a high degree of commercial acumen and is focused on shareholder value.
? Foster strong working relationships with both internal (i.e. FO, Audit, Compliance, Legal and Finance) and external counterparts (i.e. Regulators, External Audit and Vendors). Confident communication (written, verbal / presentations). Effective management of key client relationships and promotion of Barclays Operations as a differentiating factor from its peers
What we're looking for:
o Bachelor's Degree or equivalent
o Fluent in Verbal and written communication
o Ability to Multi task
o Financial services experience relevant to Security Settlement and Asset Servicing
o High level understanding of 3-4 functions in the trade lifecycle listed in the below list.
? Trade Management - Post-trade aggregation, Trade capture into back-office platforms, Trade enrichment, Amendments and modifications, Bilateral/Multilateral netting, Trade validation, Trade event management, Novation/Assignment, Close-out/Tear-up, Additional transaction servicing
? Confirmation - Affirmation and allocation, Generation/sending of confirmations, Confirmation matching, Document management, Exception handling
? Clearing - Generation/sending of clearing instructions, Clearing fees
? Collateral & Portfolio Management - Manage collateral agreements, Matching and allocation, Administration, Reporting, Position management, Valuation
? Client Servicing
? Settlement and Delivery - Generation/sending of settlement instructions, Settlement processing, Settlement fail processing and exception management
? Asset Servicing- Corporate actions, Coupon/dividend processing, Tax services, Proxy Voting, Custodian fees
? Reconciliations - Corporate actions, Coupon/dividend processing, Tax services, Proxy Voting, Custodian fees
? Referential and Static Data - Product master (static), Client/Counterparty, External reference data, Operational data, Corporate action database
? Operations Management - Operations management, Change management, Performance reporting, Risk & Controls management, Network management and billing
o Detailed knowledge of Settlement and Asset Servicing function listed in the below table
Skills that will help you in the role:
o Prior experience in Vendor Management
Where will you be working?
Chennai
Be More at Barclays
At Barclays, each day is about being more - as a professional, and as a person. 'Be More @ Barclays' represents our core promise to all current and future employees. It's the characteristic that we want to be associated with as an employer, and at the heart of every employee experience. We empower our colleagues to Be More Globally Connected, working on international projects that improve the way millions of customers handle their finances. Be More Inspired by working alongside the most talented people in the industry, and delivering imaginative new solutions that are redefining the future of finance. Be More Impactful by having the opportunity to work on cutting-edge projects, and Be More Valued for who you are.
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.
Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.
Drive
Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.