Job Description

About this role:



Wells Fargo is seeking a Securities Operations Representative.



In this role, you will: • Perform various operational tasks on complex securities that require general knowledge of unit functions and systems
• Support securities operations
• Identify ways to improve the overall process
• Perform moderately complex duties such as processing, researching inquires and reconciling transactions
• Review time sensitive documents
• Receive direction from supervisor and coordinate situations involving other departments
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• Interact with internal customers
• Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications: • 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education.

Desired Qualifications: • Is responsible for performing a variety of operational tasks for complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:
• To be able to process all type of transactions independently.
• Handle the queries form the onshore teams/clients/customers.
• To be able to escalate any discrepancies/issues to the supervisors in a timely fashion.
• Fiduciary: Knowledge on US Securities, US Taxation and Tax Forms, Capital Markets, Cost Basis Reporting.
• Knowledge on US Securities, Capital Markets, US taxation, Individual Retirement Account (IRA), W8 Forms, Tax Withholding, Investment Banking.
• Cost Basic Exception: Knowledge on US Securities, Capital Markets, US Taxation, Share Class Exchange, Automated Client Account Transfer Services, Options, Closed Proceeds, Investment Banking, Corporate Actions, Cost Basis Reporting System.
• Cost Basis Loading: Knowledge on US Securities, Capital Markets, US Taxation, Trade Life Cycle, US Tax Regulations, Corporate Actions.
• MS Office Basics
• Securities/wealth and investment management.
• Basic understanding of US Securities market
• Understanding of Trade life cycle
• Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical
• Good Communication (Read / Write / Speak).
• Desirable to have experience of interacting with US customers.

Working Hours: 3:30 PM to 12:30 AM IST.



Flexible to change shifts if the business demands.



Working Location: Hyderabad



Work from Office mode.



Posting End Date:




•Job posting may come down early due to volume of applicants.




We Value Diversity



At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.



Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.



Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.



Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.



Applicants with Disabilities



To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .



Drug and Alcohol Policy



Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.



Wells Fargo Recruitment and Hiring Requirements:



a. Third-Party recordings are prohibited unless authorized by Wells Fargo.



b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.