Job Description

Job Title: Quality Assurance Analyst - Personal Account Dealing Job Location: Hyderabad, Telangana, India Job Responsibilities: Perform ongoing formal testing of completed Compliance cases worked on by the Employee Compliance/Personal Account Dealing team to ensure that Global standards are met. QA needs to ascertain if all Policies and Procedures pertaining to the firms Employee Compliance Policies are met as per defined standards and that the cases are closed in accordance with firms guidelines Review the quality of completed cases using pre-defined test scripts which are based on Compliance and Quality Assurance standards Question and investigate the reliability and integrity of data, the validity of conclusions and the appropriateness of assumptions made (where appropriate) Identify key issues, risks, trends, observations and provide reporting of results to key stakeholders Perform root cause analysis and make recommendations for addressing identified deficiencies or improvements to business processes Present findings via formalized feedback loop process, track and monitor corrections to identified critical defects Work with Global Partners to ensure consistency with the Global QA framework and governance approach.Conside r regulatory requirements and best practices to implement changes to process Required Qualifications, Capabilities, and Skills: Qualified graduate with 6+ years of experience with Financial Services industry, Employee Compliance/Personal Account Dealing, Surveillance, DOI, AML/BSA, KYC, Sanctions, Compliance, Investigative or Quality Assurance background preferred Strong knowledge of Compliance standards, guidelines, policies and procedures and due diligence requirements Strong research, analytical and comprehension skills, with ability to analyze large amounts of data Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations Strong Communication skills including written, verbal, and interpersonal

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