Operations Team Member Capital Market Operation Custodial Operations
Year Mumbai, Maharashtra, India
Job Description
:M3 LevelThe job profile/description would be as follows:1. The Applicant would be a part of the Client On boarding team at the Custody/DDP desk of the Bank. * Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI).
- Processing of Onboarding documents of FPIs & FDI.
- Explaining & Educating prospective FPI clients about various regulatory requirements
- Processing of modification requests of existing FPI & FDI accounts
- Reviewing client structures and activities to ensure regulatory compliance from all aspects
- Direct Interaction with clients and business teams for query resolution on documentation
- Interaction with internal operations team to ensure timely account opening
- Handling audit & regulatory queries end to end
- Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business
- Proficiency in documentation review
- Good Communication & Presentation Skills
- Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities
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Job Detail
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Job IdJD3556407
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMumbai, Maharashtra, India
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EducationNot mentioned
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ExperienceYear