Operations Team Member Capital Market Operation Custodial Operations
Job Description
M3 Level
The job profile/description would be as follows:
1. The Applicant would be a part of the Client On boarding team at the Custody/DDP desk of the Bank.
• Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI).
• Processing of Onboarding documents of FPIs & FDI.
• Explaining & Educating prospective FPI clients about various regulatory requirements
• Processing of modification requests of existing FPI & FDI accounts
• Reviewing client structures and activities to ensure regulatory compliance from all aspects
• Direct Interaction with clients and business teams for query resolution on documentation
• Interaction with internal operations team to ensure timely account opening
• Handling audit & regulatory queries end to end
Job Requirements, Skills/Knowledge Prerequisites Would be as follows:
• Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business
• Proficiency in documentation review
• Good Communication & Presentation Skills
Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities
•
Educational Qualifications required:
1. Post Graduate in Commerce/Banking or MBA in Finance or General Management or Chartered Accountant
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Job Detail
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Job IdJD3471695
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IndustryNot mentioned
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Total Positions1
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Job Type:Contract
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMH, IN, India
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EducationNot mentioned
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ExperienceYear