Job Description

Description du poste
------------------------

Summary of the position:

You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Bank's compliance risks.


CPL:

Global Compliance (CPL)'s mission is to contribute to ensuring compliance of the activities and operations of the Bank and its employees with legislative and regulatory provisions as well as internal and external rules applicable to CACIB's activities in matters of banking and financial activities, or which could lead to criminal sanctions, sanctions from regulators, disputes with clients and more broadly reputational risk.


Main duties:

Within the Compliance Monitoring team, you are mainly responsible for :


• Assessing non-compliance risks by ensuring, through a risk-based approach, the proper application of financial market regulations, laws and codes;
• Performing compliance monitoring controls and/or spot checks
• Carry out compliance checks on MiFID, EMIR, ESMA, SFTR, PRIIPS, DFA regulations;
• Participate in the completion of the Compliance monitoring control plan: each Compliance Controller shall execute his/her controls and fill the related results into the dedicated spreadsheet;
• Participate in the control framework of employees who fall in scope of the DFA registration and register them within the CACIB AP list, maintain this list on a day-to-day basis and monitors it through monthly controls.
• Perform periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network, with a focus on Market activities monitoring.
• Participate in the consolidation of stakeholders' contributions and communication of the finalized support to GMRC management.


• Criteres de candidature
---------------------------


+ Date de prise de fonction
+ 03/09/2024
+ Poste avec management
+ Non
+ Niveau d'etude minimum
+ Bac + 3 / L3
+ Formation / Specialisation
+ Candidate's Educational Qualification and Professional Experience:Minimum Bachelor's degree (or equivalent) engineering school, business school, university courses, Law, or a senior position in market middle or Back officeA minimum of 3 years / 5 years of professional experience.


- Corporate and Investment Banking business experience;- A certain level of sensitivity to test automation and data engineering solutions- Knowledge / past experience in controls;
+ Niveau d'experience minimum
+ 3 - 5 ans
+ Competences recherchees
+ Candidate's Skills and Competencies: Type of professional experience: experience in the Financial Markets environment is expected for this position in, Middle, Back-office or a specialist of controls such as a Permanent Controller or an Auditor Business skills : - Knowledge of market activities, products and processes ;


- Knowledge of some regulations such as MiFID, DFA, financial code (Global FX code, FMSB); Soft-Skills : - Excellent analytical and research skills;


- Clarity and precision of written and oral communications;
- Ability to work in a team and with the business ;- Ability to listen and synthesize IT Tools: - Mastery of main IT tools (Pack-Office) Languages: - Fluent English required
• Entreprise Credit Agricole CIB
----------------------------------

A propos de Credit Agricole Corporate and Investment Bank (Credit Agricole CIB) Credit Agricole CIB est la banque de financement et d'investissement du groupe Credit Agricole, 10eme groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Pres de 8600 collaborateurs repartis dans plus de 30 implantations en Europe, Ameriques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers a travers le monde. Credit Agricole CIB propose a ses clients grandes entreprises et institutionnels une gamme de produits et services dans les metiers de la banque de marches, de la banque d'investissement, des financements structures, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complete pour l'ensemble de ses clients. La majorite des postes est eligible au teletravail dans les conditions prevues par notre accord reposant sur le double volontariat (collaborateur & manager) et apres une periode d'integration reussie. Credit Agricole CIB s'engage en faveur de l'insertion des personnes en situation de handicap, ainsi ce poste est ouvert a toutes et a tous. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/