Job Description

Job description

Some careers shine brighter than others. If you\xe2\x80\x99re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Manager Investigative Reporting In this role, you will:

• Provide a centralised area of Risk Compliance expertise and deliver a number of core advisory roles and responsibilities

• Prepare report on any Risk & Controls anomalies extracted and analysed from Helios

• Review and approval of Asset management marketing materials, Review of Outsourced Compliance Assessments

• Administration of Staff lists, New Starters process and Management Information

• Understand Group policy, Asset Management and Risk Compliance procedures. Identification of local requirements associated to core AM Risk

Compliance advisory activities offshored

• Support local line management in embedding the Asset Management Risk Compliance GSC Bangalore team to become fully operational

• Exercise effective management control on all Asset Management Global Service Centre Risk Compliance activities and ensure all relevant

regulatory standards are complied with

• Be aware of operational Risk scenario associated with the role and act in a manner that takes account of operational risk considerations

• The role holder is a member of the AM Global Regulatory Compliance Bangalore team

To be successful in this role, you should meet the following requirements:

• Demonstrable ability to clearly and concisely articulate risks, issues and areas of escalation; supporting recommendations with logic and reason through a range of media, including in written risk reports, email / memo style, and in verbal interactions
• Identification and management on all applicable regulatory, compliance and operational risk matters
• Good understanding of Treating Customers Fairly (TCF) principles, Asset Management Conduct programme
• Good understanding of Group policies, Asset Management, Risk Compliance procedures and the identification of local requirements associated to core AM RC advisory activities offshored
• Foster positive and professional working relationships with AM business and AM RC, to drive forward Asset Management strategy
• Excellent spoken and written communication skills including presentation skills (PowerPoint/excel/teams)

Requirements

What you will need to succeed in the role: This is an entry level investigative role Essential

• Money Laundering investigations experience including understanding transaction monitoring scenarios
• Experience of identifying activity indicative of financial crime risk, i.e. money laundering, terrorist financing, etc. risk
• Experience in undertaking investigations/analysis into customer activity with the ability to draw inferences from noted behavior, including transactional profile, against expectation established from KYC/CDD data
• Experience in writing reports
• Proven high quality spoken and written communication skills with the ability to draft reports and communicate conclusions effectively, in a clear, concise and professional manner

Desirable

• Universal banking experience across Retail, Commercial and Banking and Markets
• Familiarity and experience with transaction monitoring and associated systems and case management systems
• Experience with banking core customer data management systems
• Consistently achieve objectives set and take action to improve own performance
• Strong organizational skills
• Collaborative working style with colleagues and broader stakeholders within a cross-border and LoB matrix organization
• Prior regulatory or law enforcement investigations experience is advantageous
• ACAMS or International Compliance Association (ICA) certificate/diploma, or equivalent qualifications

You\xe2\x80\x99ll achieve more at HSBC HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.\xe2\x80\x9d Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. ***Issued By HSBC Electronic Data Processing (India) Private LTD***