Job Description

Looking for CA Intermediate Candidates

• Designation : Line Compliance

• Qualification: CA Intermediate + B.Com

• Experience: Fresher (Should Complete Article Ship)

• Salary: 925,000/- to 30,000/- per month

• Location: Infopark, Kakkanad

• Shift: 11.00 AM to 8.00 PM ( Monday to Friday)

• Cab Facility Available.

Check for Adherence to federal/state laws

Check for Adherence to Regulatory Policies

Check for Adherence to Regulatory Procedures

Compliance to Contractual Requirements \xe2\x80\x93

MSA/SOW related clauses (checklists)

Understand SLA targets \xe2\x80\x93 SOW / MSA

Closure from Previous Audit Issues \xe2\x80\x93

Open Items from previous audits (internal & External)

Robustness of the action plan for closures

Timeliness of action planning

Compliance to Certification \xe2\x80\x93

Adherence & awareness to Organization wide Policies & Procedures

BCP & DRP Compliance

Documentation and Data Control

Other (if any)

Line Compliance \xe2\x80\x93 Role & Responsibilities

Meeting Compliance Requirements \xe2\x80\x93 Laws, Clients, Standards, Management

Client Specific BCP tests and Reports

Meeting policy requirements for compliance

Assists in maintaining ISO Documents

Driving closure of Audit and Test reports

Ensuring timelines for deliverables towards BCP, ITIS, ExlMS, SOX, Client

Support \xe2\x80\x93 IT/InfoSec, BCM, Deployment of Policies, Processes and controls in operations/ function:

Drive compliance to processes

Implement new processes

New/changed processes as and when released

Report compliance to Process Owner/Core Team

Coordinate \xe2\x80\x93 Internal, External & Client Audits:

Audit Scheduling

Audit Preparation (as per checklists)

Role of Guide during external audits/client audit

Delivering & Ensuring \xe2\x80\x93 Training, Sessions, Review reports:

SOX Compliance checklist

Information Technology Information Security

BCP- Walk through tests, Evacuation Drill , HOT Test (Emergency Processes)

FERT (Floor Emergency Response Team)

Internal reviews to ensure Compliance

Requirements

• Qualification: CA Intermediate + B.Com

• Experience: Fresher (Should Complete Article Ship)

ADVENXA