Job Description

Line of Service AdvisoryIndustry/Sector Not ApplicableSpecialism Conduct and ComplianceManagement Level Associate & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.Driven by curiosity, you are a reliable, contributing member of a team. In our fast-paced environment, you are expected to adapt to working with a variety of clients and team members, each presenting varying challenges and scope. Every experience is an opportunity to learn and grow. You are expected to take ownership and consistently deliver quality work that drives value for our clients and success as a team. As you navigate through the Firm, you build a brand for yourself, opening doors to more opportunities.Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to:

• Apply a learning mindset and take ownership for your own development.
• Appreciate diverse perspectives, needs, and feelings of others.
• Adopt habits to sustain high performance and develop your potential.
• Actively listen, ask questions to check understanding, and clearly express ideas.
• Seek, reflect, act on, and give feedback.
• Gather information from a range of sources to analyse facts and discern patterns.
• Commit to understanding how the business works and building commercial awareness.
• Learn and apply professional and technical standards (e.g. refer to specific PwC tax and audit guidance), uphold the Firm's code of conduct and independence requirements.

Designation AssociateExperience:1 to 9 YearsPreferred Knowledge

• Collect and document data, including: alerting activity, account information, transactional

data, KYC information, politically exposed person (PEP) status, adverse media as well as
counterparty and any other required information to assist in the investigation

• Review and analyze underlying data gathered opposite Anti-Money Laundering (AML),

Terrorist Financing (TF), Human Trafficking and other red flags to assess whether the alert
should be recommended for escalation or to be closed with no further action

• Fully document all alerts, including supporting data, analysis as well as escalation or close

recommendation rationale within the case management system in a timely manner and
consistent with the firm's quality standards

• Build relationships with AML Investigations units and effectively communicate and transfer

information for case investigations

• Collaborate with India and US colleagues to share processing and AML knowledge to

enhance AML Investigation process flows

• In conjunction with manager and consistent with overall department objectives, establish and

execute on annual development goals

• As requested, participate in special projects, quality improvement initiatives and other similar

exercisesRequired Qualifications & Capabilities

• Experience in compliance or related position
• Familiarity with the firm's internal systems and processes or similar processes at other

institutions

• Self-starter, capable of working under minimum supervision
• Exceptional research and analytical skills with the ability to analyze large amounts of data,

decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and
develop well-reasoned recommendations

• Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
• Strong documentation skills to clearly articulate alert disposition
• Adherence to controls and standard

Professional & Educational Background

• Bachelors Degree in Commerce, Computer Science or equivalent is preferred. Full-time

masters degree/equivalent is an added bonus.
Additional Information

• Collaborating with leadership to deliver client engagements and associated outputs,

supporting the team in day-to-day client management, project management, and the
development of high-quality client deliverables.

• Emphasizing the ability to build solid and collaborative relationships with team members and

also taking initiative to build relationships with client stakeholders.

• Excellent written and verbal communication

Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank, certifications not specified)Required SkillsOptional Skills Accepting Feedback, Accepting Feedback, Active Listening, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Emotional Regulation, Empathy, Ethics Training {+ 25 more}Desired Languages (If blank, desired languages not specified)Travel Requirements Not SpecifiedAvailable for Work Visa Sponsorship? NoGovernment Clearance Required? NoJob Posting End Date March 6, 2025

PwC