Job Description

Key Responsibilities:- Investigation of transactions which appear not to have been executed at either prevailing market rates OR done beyond the acceptable thresholds of market price range and the inception profit.- Challenging traders on best execution reasons- Documenting and assessing for reasonableness of explanation from front office.- Escalating unreasonable rationale or pattern of suspicious activity to management.- Monitor human trading for potential trading while in possession of material non-public information.- Monitor emails using to identify potential market abuse or violations of policy.- Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry experts/consultants around various market sectors to avoid potential trading while in possession of material non-public information- Review reports relating to trading activities to assist the firm in meeting its regulator obligations- Assist in filing regulatory obligations which require complex quantitative and qualitative analysis of the firm's data- Work on long-term projects with development and analytics teams to maintain the firm's high standards of compliance with new and existing regulations.- Design, understand & document the requirements for controls and procedures to enhance surveillance function while controlling access to sensitive data aligned with trading, compliance & surveillance objectives- Continuous review of processes with the objective of improving the service delivery timeframes and identify areas of improvement- Work closely with members of Compliance across different offices and functions to discuss the implementation of policies and procedures for underlying processesQualifications:- The candidate should have a master's degree in finance, along with work experience in the financial services industry- Experience in Capital Markets and strong Risk Domain & Financial product knowledge like Equities, Foreign Exchange, fixed income, Derivatives - Options, Interest rate swaps, Equity Derivatives, Credit Derivatives etc.- Knowledge around Market abuse, Manipulations and Trade surveillance scenarios commonly used across industry- Good understanding of business change and exposure to SDLC process and development methodologies (Agile and waterfall), Trade life cycle, Scrum ceremonies and collaboration tools like JIRA- Strong understanding of Determining Business scenarios, hands on experience on Gap analysis and BRD / FRD preparation and agile scrum workflow framework- Candidate should be self-motivated, with a result-oriented mindset, robust analytical and problem-solving skills, the ability to learn quickly, high attention to detail, and the capacity to meet tight deadlines- The ideal candidate should have excellent written and oral communication skills along with exceptional interpersonal skills- Global certification CFA, FRM, CQF and an appropriate Business Analyst certification is desirable.

Deloitte