Job Description

India
Compliance
Group Functions
Job Reference #


297284BR
City


Mumbai
Job Type


Full Time
Your role


Are you investigative in nature? Are you able to spot risks and challenge them? Can you deliver against tight deadlines?




We're looking for a regulatory reporting compliance analyst to:



• Assist in conducting reviews of U.S. reporting processes to assess conformance with regulatory requirements
• Perform sample-based transaction testing to assess accuracy of data used in reporting processes
• Prepare written reports which summarize testing procedures conducted and resulting conclusions
• Review remediation actions to assess closure of identified risks
• Collaborate with peers in and across the second line of defense
• Serve as a key point of contact to the business by providing updates on testing progress and addressing issues as they arise

Your team


You'll be working in the Compliance and Operational Risk Control (C&ORC) Data Assurance (DA) team in Mumbai. DA provides independent testing services to our business stakeholders as a second line of defense. As a data testing lead you will play a vital role by coordinating with business stakeholders to assess if data flowing from source systems to our regulatory and management reporting is accurate.
Your expertise


• Excellent analytical skills with the ability to manipulate and comprehend large data sets and explain data/concepts in a clear and concise manner
• Experience with reviewing data lineage and transformation - experience with SQL and/or Axiom is a plus
• Understanding of U.S. reporting requirements (particularly on FFIEC 002, FR Y-9C reports) gained either through experience in compliance, internal audit, or reporting function preferred
• Skilled communicator who adapts style to audience and conveys clear, accurate, and concise information
• Ability to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures
• Reliable when working on your own, with sound judgment for when to escalate issues


About us


UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..



We have a presence in all major financial centers in more than 50 countries.
How we hire


We may request you to complete one or more assessments during the application process. Learn more
Join us


At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.



From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details


UBS Business Solutions SA

UBS Recruiting
Disclaimer / Policy Statements


UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.