Compliance Specialist

Year    Mumbai, Maharashtra, India

Job Description


Business DivisionsGroup FunctionsYour roleAre you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now with Group Compliance Regulatory & Governance (GCRG) India team.Are you an expert when it comes to performing second-line-of-defense activities? Do you \'think on your feet\', compliance objectives with legal, regulatory and ethical considerations? Do you advocate for the importance of compliance and operational risks?Function CategoryComplianceJoin usAt UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it\'s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we\'re more than ourselves. Ready to be part of #teamUBS and make an impact?Contact DetailsUBS Business Solutions SA
UBS RecruitingYour teamYou will be working in the Group Compliance Regulatory & Governance (GCRG) India team.Your expertiseWe\'re looking for Compliance skills to:

  • act as a subject-matter expert in compliance and operational risk control (C&ORC) in managing risk
  • ensure a profound C&ORC framework is in place and kept up-to-date with policies and procedures as well as legal, regulatory and business standards
  • deliver independent risk assessment and provide effective challenge to the 1st and 2nd line of defense in relation to consequential risks and the risk frameworks
  • provide business management with training, frameworks, information and insights required to manage risk
  • review of Operational risk issues. Check and challenge as per the Operational risk framework and timely completion
  • co-ordination with senior management to ensure healthy control environment. Continuous review of the control environment to ensure it is fit-for-purpose, complete & accurate
We also invite applications of freshly qualified candidates.If this is interesting to you, please email your profile to HR - Sonika Sawant sonika.sawant@ubs.comAbout usUBS is the world\'s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..We have a presence in all major financial centers in more than 50 countries.How we hireWe may request you to complete one or more assessments during the application process.

UBS

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Job Detail

  • Job Id
    JD3449019
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Mumbai, Maharashtra, India
  • Education
    Not mentioned
  • Experience
    Year