Compliance Program Methodology & Operations Officer

Year    KA, IN, India

Job Description

Who we are looking for:
The Compliance Program Methodology and Operations ("CPMO") Officer will assist the global team in the Global Regulatory Change Management (GRCM) and Regulatory Readiness Programs. The Officer will assist the team in the Global Regulatory Change Management (GRCM) program and Archer Regulatory Change Management (ARCM) procedure.
The selected candidate will assist the team in overseeing and controlling the Global Regulatory Change Management (GRCM) program and Archer Regulatory Change Management (ARCM) procedure. Provide leadership oversight to the India CPMO team members. Collaborate with the global team in managing strategic projects and day to day work related to all aspects of GRCM and ARCM.
The remit of the CPMO team is global, high profile and fast-paced. This position is an excellent growth opportunity for the right candidate and provides visibility to senior members of Corporate Compliance. The role involves frequent interaction with management of State Street, thus exceptional executive presence, verbal, and written communication skills are critical.
Why this role is important to us.
The role involves identification of Regulatory Changes •(using vendor solutions such as the Cube Regtech platform)• derived from State Street's products, services, entities and jurisdictions of operation. Documentation of Regulatory Obligations and the maintenance of the Regulatory Obligation and Regulator inventories in the system of record (Archer X)
Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for• Provide day-to-day local management support for the Global Regulatory Change Management ("GRCM') and new Regulatory Readiness Program
• Provide Leadership oversight and includes people management responsibilities such as recruitment, onboarding, training and development, performance management, employee engagement etc.
• Support implementation of Cube platform to perform and execute monitoring of State Street's regulators as part of the GRCM Program
• Assist compliance advisory personnel on various aspects of the GRCM, ARCM programs by answering the team mailboxes and participating in working group meetings.
• Perform oversight and control activities, and produce reporting metrics/ dashboards, on a monthly and quarterly basis.
• Review ARCM requests to validate accuracy and completion of request and process changes to the Archer regulatory obligation inventory.
• Routinely update GRCM and ARCM training and materials to support the Compliance Advisory teams.
• Support management in developing and owning certain milestones and project tasks associated with strategic department initiatives and team projects (e.g., leveraging technology, vendor relationships, data analytics output)
• Continue to work with our global CPMO team and the Archer and Cube teams to further integrate our platforms and procedures to align our regulatory obligations and regulatory change data and oversight.


What we value:
These Primary skills will help you succeed in this role:• 9-11 years of relevant experience in Banking or Financial Services, background in Compliance/Risk/Legal beneficial
• Strong computer skills including advanced excel spreadsheet functionality.
• Able to analyze/interpret data and present data based on specific stakeholder requirements- Microsoft Advanced Excel experience preferred.
• Independent worker who takes a high level of initiative and ownership of responsibilities, has a sense of urgency, and proactively works to gain a thorough understanding of all regulatory requirements and associated deliverables and deadlines.
• Exceptional attention to detail with strong interest in regulation analysis and project management
• Able to work collaboratively and professionally to obtain information from others.
• Strong written and verbal communication skills
• Able to work calmly and effectively under pressure, with last minute changes and deadlines.
• Positive attitude; responsive to requests
• Flexible, open to change and willing to learn new processes and systems such as Archer, Cube
• Provide support on documenting the regulatory changes in the Archer X tool.


Work Environment• Working hours: 12pm to 9pm or 2pm to 11pm
• International environment
• Multitasking environment with the need for strong flexibility
• Extended working hours based on business requirements.


Education & Preferred Qualifications• Bachelor's Degree


About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance, and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers

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Job Detail

  • Job Id
    JD3399131
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Contract
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    KA, IN, India
  • Education
    Not mentioned
  • Experience
    Year