Job Description

TITLE: Compliance Officer

JOB SUMMARY:

We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.

ROLES AND RESPONSIBILITIES:
Responsible for company affairs.
Represent the company in legal matters.
Provide legal and compliance perspectives to the business.
Managing compliance aspects.
Information memorandum.
SEBI / BSE / NSE guidelines.
Company law issuance.
Compliance management.
Periodic submission to the broking and DP compliance and operation team.
Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
Manage Financial Intelligence Unit (FIU)
Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:
Any Company Secretary with a CS ID Membership Number.
Freshers also can apply

COMPANY PROFILE:
SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital ??? :
Salary at par with industry standards.
Employee oriented salary structure
Probable onsite opportunities.
Opportunity to learn and grow up at the same time.
Located in the midst of Khar-Bandra, The heart of Mumbai

Job Type: Full-time

Job Type: Full-time

Pay: ?400,000.00 - ?800,000.00 per year

Schedule:

• Day shift

Application Question(s):

• what is your current ctc
• how soon can you join us
• Ability to commute/relocate to Mumbai (Bandra West)
• Do you have CS Membership ID
• are you willing to sign a bond with us (1 yrs)

Work Location: In person