Job Description

Position Name - Compliance OfficerLocation - Gift City-GandhinagarExperience Range - 5+ yearsMandatory Requirement:

• 5+ years of experience in Alternate Investment Fund regulations
• Ensure compliance with all applicable laws and regulations, including those specific to the IFSC
• Develop, implement, and maintain compliance policies and procedures.

About the client - The company is an investment firm that focuses on the healthcare, consumer, and education sectors. The firm partners with businesses that are well-positioned for transformational growth and aims to build businesses while enhancing lives. They are operationally oriented and work closely with their portfolio companies to drive significant impact and value creation .Job Roles and Responsibilities:

• Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management.
• Should keep abreast with the latest regulatory changes/requirements and adhere to such requirements especially related to the SEZ Act and SEBI AIF IFSC Guidelines
• Responsible for assisting and managing the compliance and operations activities
• Liaison and deal with auditors and regulators from time to time
• Should prepare quarterly compliance reports to the Board and regulators
• Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
• Should have good drafting skills with an understanding of AIF business
• Assisting in the maintenance of all documents about the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and regulators
• Maintain relationships with internal and external stakeholders.
• Should have experience in handling statutory filings and submissions for renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
• Apply for various funds and licenses, as per the organizations requirement

Qualifications:

• Professional certifications such as CA, CS, or a compliance certification (e.g., CAMS) are preferred.

Skills and Competencies:

• Strong knowledge of regulatory requirements for financial services.
• Effective communication and interpersonal skills.
• Ability to work independently and manage multiple tasks.
• Proficiency in using compliance software and tools.

SKS Enterpprises