Compliance Manager (stock Broking)
Job Description
Job Responsibilities -
Should have expertise in NSE/BSE/MCX/NCDEX compliance of stock broking
Must be skilled in communicating with stock broking firms,
Knowledgeable in using 'Member Portal' platforms like NSE ENIT, IMS, and NMASS.
Must have knowledge of the compliance process of the stockbroking company
Must have experience of basic compliances like internal audit, VAPT audit, System Audit, etc.
Capable of independently managing compliance for a 'Proprietary trading firm'.
Basic knowledge of MS Excel is required for this position.
• Monitoring day-to-day exchange compliance
Stay well-versed with regulatory / exchange guidelines
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Requirement-
Good Communication skills
Requires a bachelor's degree from a reputable university.
Minimum of 3-5 years of relevant experience in a 'Stock Broking Company'
• internal audit
• compliance
• vapt audit
• communication
• member portal
• nse enit
• ims
• excel
• bse
• communication skills
• basic
• system audit
• ncdex
• exchange guidelines
• ms excel
• nse
• mcx
• platforms
• proprietary trading
• regulatory guidelines
• nmass
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Job Detail
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Job IdJD3391554
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IndustryNot mentioned
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Total Positions1
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Job Type:Contract
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationMH, IN, India
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EducationNot mentioned
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ExperienceYear