Shall directly report to the Securities and Exchange Board of India, Stock Exchanges, Registrar of Companies, etc., and investors on the implementation of various clauses, rules, regulations and other directives of these authorities.
Shall be responsible for filing the information in the CorpFiling system/ Electronic Data Information Filing and Retrieval (EDIFAR) System or any other platform as may be mandated by SEBI from time to time
Shall monitor the designated e-mail ID of the grievance redressal division which shall be exclusively maintained for the purpose of registering complaints by investors.
Shall be co-coordinating the activities with Underwriters, Registrars, Bankers and other intermediaries.
Ensure Adherence to all Board Procedures relating to resolutions concerning the IPO/FPO and ensuring the consent of the shareholders has been taken.
Conformity with Articles of Association with the Securities Contracts (Regulation) Act, 1956 and other Compliance of various laws, rules and regulations relating to Issue of Capital and Disclosure Requirements. Applicable rules and regulations.
Compliance with Listing Conditions specified under SEBI Act, SCRA and the rules made there under and those specified by Stock Exchanges.
Quarterly / annual / periodical compliances under listing agreement like shareholding pattern, corporate governance, various certification, public notice for Board meeting, AGM, etc.
BSE, NSE, SEBI Compliances on their new online systems like SCORES, NEAPS, CORPFILINGS, etc.
Due diligence as per RBI norms.
Updating on refund account (IPO), dividend accounts balances.
Dispatch of Annual Report to the Shareholders / Stock exchanges and any other authorities on request received.
Organize Board Meetings, Committee Meetings, AGMs, EGMs as required under Companies Act involving issuance of notices, drafting agenda documents, recording minutes, keeping track of all action points of the meetings & taking appropriate/timely actions/steps. Coordination with Directors and Shareholders/representatives. Maintenance of all statutory registers, records and other documents.
Shall be handling the compliance of Financial, e-governance, healthcare & insurance sector
Personality Traits:
Able to analyse and solve problems of the management
Familiarity with information technology
Discretion when dealing with confidential information
An understanding of the legal system
Good communication and interpersonal skills
Interested candidate can directly attend Face-Face Interview at Below Mentioned Venue Address: Alankit House 4E/2, Jhandewalan Extension New Delhi Landmark - Near Post Office, Nearest Metro Station - Jhandewalan Contact Person : Mr. Prince Chadha - +91 7290067785(Only Whatsapp) Role:Chief Compliance Officer (CCO) Salary: 10-17 Lacs P.A. Industry:Banking Department:Risk Management & Compliance Role Category:Business Employment Type:Full Time, Permanent
Key Skills Company Secretarybroking EDIFARBseSebi compliancesRegulatory ComplianceStock ExchangeMarketing Skills highlighted with ?? are preferred keyskills Education PG:CS in CS
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