Company Secretary & Compliance Officer

Year    Ahmedabad, Gujarat, India

Job Description

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Job Title - Company Secretary Location - Ahmedabad Satellite RoadBudget - Up to 9 LacsQualifications: Qualified Company Secretary (CS) with a valid membership from the Institute of Company Secretaries of India (ICSI).Overview: As the Company Secretary , you will be responsible for ensuring adherence to regulatory requirements and internal policies within our Portfolio Management Service (PMS) House. Reporting directly to the Principal Officer (PO), you will play a crucial role in overseeing compliance functions related to SEBI regulations and other relevant guidelines governing portfolio management services.Responsibilities:1. Regulatory Compliance: Ensure compliance with SEBI regulations, circulars, and guidelines pertaining to portfolio management services. Stay updated on regulatory changes and communicate implications to relevant stakeholders.2. Internal Policies: Develop and implement internal compliance policies and procedures in alignment with regulatory requirements. Monitor compliance with internal policies and initiate corrective actions as needed.3. Documentation and Reporting: Maintain accurate and up-to-date documentation related to compliance activities, including regulatory filings, reports, and records. Prepare and submit compliance reports to regulatory authorities as required.4. Risk Assessment: Conduct periodic risk assessments to identify compliance risks and vulnerabilities. Develop and implement risk mitigation strategies to address identified risks effectively.5. Training and Awareness: Provide training and guidance to employees on compliance matters, including SEBI regulations,internal policies, and procedures. Foster a culture of compliance awareness and adherence throughout the organization.6. Investigations and Resolution: Investigate compliance breaches, incidents, and complaints. Take appropriate corrective and preventive actions to address issues and prevent recurrence.Job Type: Full-timePay: \xe2\x82\xb9800,000.00 - \xe2\x82\xb9900,000.00 per yearBenefits:
  • Provident Fund
Schedule:
  • Day shift
Work Location: In person

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Job Detail

  • Job Id
    JD3323020
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Ahmedabad, Gujarat, India
  • Education
    Not mentioned
  • Experience
    Year