Job Description

The candidate will be responsible for overseeing the organisation's adherence to legal and regulatory requirements. This includes developing, implementing, compliance programs, ensuring internal controls, and mitigating compliance risks.

• Develop and implement company policies and regulations.
• Oversee all business operations relating to compliance including policies, investments, and procedures.
• Review and evaluate company procedures and reports to identify hidden risks or non-conformity issues.
• Ensure the company's compliance with laws, regulations, and internal policies.
• Regularly assess the efficiency of control systems and recommend effective improvements.
• Manage and direct compliance teams to achieve business goals.
• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

Opportunity to lead compliance functionOpportunity to work with highly experienced and exceptional leadership teamA successful Chief Compliance Officer should have:

• A degree in Law, Business Administration or related field.
• Proven experience of 10 to 15 years in compliance with a NBFC set up.
• Strong knowledge of industry processes and regulations.
• Outstanding communication and interpersonal abilities.
• An analytical mindset with excellent organizational skills.

Our client is a well-established entity in the financial services sector. This medium-sized organization is known for its commitment to ensuring that their clients' wealth is managed efficiently and effectively.

• A positive and professional work environment.
• Unique opportunities for career/knowledge development

Michael Page