Job Description

We are seeking a dedicated Chief Compliance Officer to oversee the company's compliance program and ensure that all operations and business transactions follow necessary legal and internal rules. The ideal candidate will help us maintain our reputation by making sure we are always in full compliance with all regulatory standards.

• Develop and implement company policies and regulations.
• Oversee all business operations relating to compliance including policies, investments, and procedures.
• Review and evaluate company procedures and reports to identify hidden risks or non-conformity issues.
• Ensure the company's compliance with laws, regulations, and internal policies.
• Regularly assess the efficiency of control systems and recommend effective improvements.
• Manage and direct compliance teams to achieve business goals.
• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

Opportunity to lead compliance function.Opportunity to work with highly experienced and exceptional leadership team.A successful Chief Compliance Officer should have:

• A degree in Law, Business Administration or related field.
• Proven experience of 10 to 15 years in compliance with a broking set up.
• Strong knowledge of industry processes and regulations.
• Outstanding communication and interpersonal abilities.
• An analytical mindset with excellent organizational skills.

Our client is a well-established entity in the financial services sector. This medium-sized organization is known for its commitment to ensuring that their clients' wealth is managed efficiently and effectively.

• A positive and professional work environment.
• Unique opportunities for career/knowledge development

This role offers a fantastic opportunity to join a successful team in a dynamic financial services firm. We encourage all eligible candidates to apply and look forward to meeting you.

Michael Page