Job Description

Line of Service AdvisoryIndustry/Sector FS X-SectorSpecialism OperationsManagement Level Associate & Summary A career in our Investigations and Fact Finding practice, within Fraud, Investigations and Regulatory Enforcement (FIRE) services, will provide you with the opportunity to help our clients understand where they might have vulnerabilities and develop solutions to manage the risks involved. We prevent, respond to and remediate a wide range of business threats, risks and complex issues.Our team helps businesses detect and investigate fraudulent activities or irregularities within their organisation. As part of our team, you\xe2\x80\x99ll help investigate issues such as corporate irregularities, whistleblower allegations, asset misappropriation, regulatory violations, patent and copyright infringement and financial reporting fraud.Role Summary:The job responsibilities include:\xc2\xb7 Assist in conducting Fraud and Misconduct Investigations at variety of locations and across a wide range of industries;aJob Title: KYC \xe2\x80\x93Associate/ Senior Associate
Company: PwC India
Location: Bangalore
Job Type: Full-time
Summary:
We are seeking a highly skilled KYC Analyst with 3-6 years of experience to join our dynamic team in the
Financial Crime Compliance. The ideal candidate will be responsible for conducting thorough due
diligence on clients by gathering and analyzing client information to verify compliance with regulatory
requirements.
Responsibilities:
1. Conduct client due diligence (CDD) to gather information such as identity verification, source of
funds, and beneficial ownership for different entity types like Banks, Trust, Funds, SPV etc.
2. Perform initial checks on client documents and data to ensure completeness and accuracy.
3. Support in conducting research using various databases and sources to verify client information.
4. Evaluate based on client risk levels which includes business activities, geographic location, and
other relevant factors.
5. Conduct sanction screening and adverse media screening of customers using specialized tools
and databases and analyze screening results to identify matches with sanctioned individuals,
entities, or countries.
6. Maintain accurate documentation for all clients, including KYC profiles and ongoing monitoring
records.
7. Conduct reviews for ongoing monitoring of client accounts, including periodic reviews and event
driven reviews.
8. Collaborate with internal stakeholders to address KYC-related issues and provide guidance on
regulatory requirements.
9. Continuously evaluate and enhance KYC processes and procedures to improve efficiency and
strengthen compliance controls.
10. Stay updated on regulatory requirements related to KYC, AML, and CFT.
Requirements:
1. Bachelor\'s degree in finance, accounting, business, or related field.
2. 3-6 years of experience in KYC, AML compliance, or a related role within the banking industry.
3. Strong understanding of financial regulations, including but not limited to Bank Secrecy Act
(BSA), Anti-Money Laundering (AML), and Know Your Customer (KYC) requirements.
4. Experienced analyst with a in depth-knowledge of financial products, services, and industry
regulations.
5. Excellent analytical skills with the ability to interpret complex financial data and identify
potential risks.
6. Detail-oriented with strong organizational and time management abilities.7. Effective communication skills, both verbal and written, with the ability to communicate findings
and recommendations clearly and concisely.
8. Ability to work independently and collaboratively in a fast-paced environment.
9. Proficiency in using KYC tools, databases, and software applications for conducting due diligence
and risk assessments.
Preferred Qualifications:
1. Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) or
Certified Fraud Examiner (CFE).
2. Experience working with large-scale banking or financial institutions.
3. Familiarity with regulatory requirements specific to the jurisdiction in which the bank operates.\xc2\xb7 Discuss investigative findings with Team Lead/ Manager and others concerned.\xc2\xb7 Assist in drafting clear, concise and extremely robust reports within tight timelines.\xc2\xb7 Work with clients, fraud examiners, internal & statutory auditors, attorneys, lawyers and law enforcement agencies in critical, challenging and highly sensitive assignments;\xc2\xb7 Assist teams from other business units in investigating certain likely fraud alerts/ triggers;\xc2\xb7 Initiate Risk Analytics for Fraud Detection & find solutions that best meet clients\' needs and develop forensic methodologies and forensic strategies for even the most difficult circumstances\xc2\xb7 Identify key potential legal and regulatory compliance issues and provide an objective review of organization\xe2\x80\x99s fraud risk management framework.\xc2\xb7 Use advanced tools and business intelligence techniques in proactive identification of likely issues and events;\xc2\xb7 Maintaining client confidential data and processing it within the confines of PwC policy regarding data protection and confidentiality.\xc2\xb7 Initiate risk analytics for fraud detection and find solutions that best meet clients\' needs and develop Forensic methodologies and strategies\xc2\xb7 Assist in drafting clear, concise & extremely robust reports within tight timelines\xc2\xb7 Utilize proprietary forensic tools, forensic methodologies and forensic technology that include data mining and mapping, electronic discovery and computer forensic capabilities\xc2\xb7 Assist the seniors in conducting various proactive marketing efforts and sales pitch.Skills Required:Technical:\xc2\xb7 Chartered Accountant\xc2\xb7 Certified Fraud Examiner would be an additional advantage\xc2\xb7 Expertise in detecting and investigating frauds and maintaining corroborative evidence.\xc2\xb7 Prior experience of audit or investigative work (including project management), interview techniques\xc2\xb7 Prior experience in use of CAATs and data analytics.\xc2\xb7 Expertise in accounting and auditing matters and sound knowledge and understanding of internal control concepts and application.\xc2\xb7 Working knowledge of applicable criminal and civil laws would be an added advantage.\xc2\xb7 The maturity and authority necessary to deal with senior management and sensitive issues.\xc2\xb7 Good team player and willingness to meet and interact with people from diverse background and skill sets;\xc2\xb7 Willingness to travel at short notice.\xc2\xb7 Self confident and self motivated\xc2\xb7 Good communication skills, verbally and in writing, with the ability to explain complex transactions in a clear and concise manner.Mandatory Skill Set-Financial Crime and Compliance
Preferred Skill Set-Financial Crime and Compliance
Year of experience required-3-5
Qualifications-Any GradEducation (if blank, degree and/or field of study not specified) Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank, certifications not specified)Required Skills Financial Crimes ComplianceOptional SkillsDesired Languages (If blank, desired languages not specified)Travel RequirementsAvailable for Work Visa Sponsorship?Government Clearance Required?Job Posting End Date

PwC