Job Description

About MUFG Global Service (MGS)MUFG Bank, Ltd. is Japans premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Banks parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the worlds leading financial groups. Headquartered in Tokyo and with over 360 years of history, the Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.The Group aims to be the worlds most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFGs shares trade on the Tokyo, Nagoya, and New York stock exchanges.For more informatAboutUs:MUFGBank,Ltd. isJapanspremier bank, withaglobalnetworkspanning inmorethan40markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Banks parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the worlds leading financial groups. Headquartered in Tokyo and with over 360 years of history, the Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.The Group aims to be the worlds most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers, serving society, and fosteringsharedandsustainablegrowthfor abetter world.MUFGssharestrade ontheTokyo, Nagoya, and New York stock exchanges.Formoreinformation,visithttps://MUFGGlobalService PrivateLimitedEstablished in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFGs global network across Americas, EMEA and Asia PacificAbouttheRole:PositionTitle: Analyst,GFCDAmericasQuality AssuranceCorporateTitle: AnalystReportingto: HeadofMGSGFCDQALocation: BangaloreJobProfilePurposeofRole:The individual will be responsible for completing GFCD Americas Quality Assurance (QA) reviews. The team carries outQualityAssurance reviewsacrosstheFinancialCrimesCompliance(Sanctions,AML,KYC,ABC)processesinthe Americas.As an Analyst in the GFCD Americas QA team you work on a team that contributes to the operation of the financial crimecomplianceframework.Thus,yourresponsibilitiesandaccountabilitiesinclude, butarenotlimitedto,completing and overseeing the QA program in a business as usual environment to mitigate the financial crime risks.MainResponsibilities:

• Working in a team of Financial Crimes Compliance Quality Assurance reviewers performing QA reviews of financial crimeactivityinMUFGbranches intheAmericasregion,todeterminewhether FinancialCrimesComplianceControl process outputs meet the established quality objectives set out within the GFCD QA Standards.
• Ensuringthattheresults oftheQAreviewsrelating toFinancialCrimesCompliancecontrol processesare communicated to the appropriate parties and are addressed in a timely manner.
• AssistingwiththemaintenanceofwrittenQAproceduresandoperatingmanuals forconductingQAreviewsin accordance with the GFCD QA Standards.
• Supportingtheimplementationofacoordinated,consistent,andrisk-basedQAprograms.
• EscalatingerrorsandexceptionsidentifiedduringQAreviewsinaccordancewiththeGFCDEscalationandIssues Management Standard and the validation of action plans to address QA findings.
• SupportingthecoordinationwithRegionalIssuesManagementtomonitorandtracktheresolutionofQAidentified issues and action plans.
• Supportinggeneralcomplianceactivitiesandotherduties,includingspecialprojectsasassigned.

CandidateProfileSkillsand knowledge:

• Experiencewithmanaging stakeholderrelationshipswithinthelocal function/role
• KnowledgeofavarietyFinancial CrimesCompliancelawsandregulations
• Goodjudgementandanalyticalskills
• Experienceindrafting,designingandexecutingQAReviewsinaccordancewithGlobalPolicies,Standardsand/or Procedures
• Goodwrittenandverbalcommunicationskills
• Education&professionalqualifications
• BachelorsDegree orabove

Experience:

• Atleast2yearsofexperiencewithin financialcrimesareaofaglobalbank,consultingfirmorregulatoryagency
• ExperienceinFinancial CrimeComplianceorRegulatoryCompliance:QualityControl / AssuranceFunction; Testing Function and/or Internal/External Audit Function
• Minimumof1yearsexperienceinaQuality Control/Assurance;ComplianceTesting / monitoringand / orAuditFunction

OtherRequirements:

• Goodcommunicationskills
• Resultsdriven,withagoodsenseofaccountability
• Aproactive,motivatedapproach.
• Theabilitytooperatewithurgencyandprioritiesworkaccordingly
• Gooddecisionmaking skills,theability todemonstratesoundjudgement
• Astructuredandlogicalapproach towork
• Goodproblemsolving skills
• Goodinterpersonalskills
• Theabilitytomanagelargeworkloadsandtightdeadlines
• Excellentattentiontodetailandaccuracy
• Acalmapproach,withtheabilitytoperformwellinapressuredenvironment

EqualOpportunityEmployer:The MUFG Group is committed to providing equal employment opportunities to all applicants andemployees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.

MUFG